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Appendix
A
ADR
Terms of Reference
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RE:
Neutral Intervention of Ernest G. Tannis, Facilitator
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1.
Convening:
Convening the parties and their representatives if any, to agree
to the signing of these Terms of Reference and to drafting same.
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2.
Caucus:
Meeting by one separate caucus with all of the parties, and their
respective representatives, and/or with others whom their said lawyers
may direct.
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3.
Agenda
Setting: Then
helping them develop issues management list, mutual fact-finding,
streamlining all the matters to be addressed as much as possible if a
total settlement is not reached and create an agenda in co-operative
preparation for meeting together.
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4.
Pre-Meeting Preparation and Conciliation:
Review of all relevant documents, research, if necessary, discussions
with outside experts and legal counsel, as may be applicable, separate
one-on-one sessions with the parties, as may be appropriate; equal
time throughout given to everyone involved. The intent is to
ensure the most effective use and return of investment of the human and
economic costs associated with the process and the attendance at the
joint session(s).
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5.
Facilitation Session:
Then if advisable facilitating a joint session with them, all
together or in a series.
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6.
Agreement or Ongoing Settlement Strategies
Analysis: Then
assisting in the drafting of a final and mutually-binding legal
agreement or in contributing to an ongoing ADR (Alternative Dispute
Resolution) approach including formal mediation or other settlement or
intervention strategies before or during any other proceedings to help
reduce the time, financial and human costs involved and to expedite same
for any necessary adjudication whether judicial, arbitral or otherwise
on some or all of the issues.
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7.
Facilitator’s Report:
If everyone involved agrees, a report can be prepared. The
approach, though, is also based on consensus, and stems from the
one-text approach that has been developed
over the years. No judgements are made, and no opinions are
rendered by the neutral. Rather a summary of the process, the
different perspectives and various views as to options for future steps,
if any are required, are set out. Also, if desired,
other recommendations can be made for the parties to consider
implementing. This report would refer to any agreements that have
been signed further to step 6 above, but can go further as everyone
believes is beneficial. A draft of the report is prepared, and
sent to all sides for their input, after which amendments are made, and
this continues until there is a final version that is acceptable to each
of the participants, and only at that time is the Facilitator's Report
is issued, for use by the parties and for future reference.
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8.
Arrangements: These arrangements are purely voluntary and
may be terminated at any time by any of the parties, or by the Neutral.
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Before the facilitation process begins,
arrangements shall be made between the facilitator, the parties and their
representatives as to payment of fees and disbursements.
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